Martin Kimel recently left the Securities and Exchange Commission. DOGE-driven changes will put investors at greater risk, he ...

The Securities and Exchange Commission’s Los Angeles and Philadelphia regional offices could close in coming months as part of an effort by the General Services Administration to reduce federal ...

The U.S. Securities and Exchange Commission is offering some ... decided to terminate the SEC's leases for its Los Angeles and Philadelphia offices. GSA has also notified the agency of a plan ...

Dozens of fund issuers have petitioned the Securities and Exchange Commission for the ability to combine mutual funds and ETF ...

The Securities and Exchange Commission charged Cantor Fitzgerald with violating laws related to disclosures by so-called blank-check companies before they raise money from the public. Cantor ...

Eighteen Republican attorneys general sued the Securities and Exchange Commission (SEC) and Chair Gary Gensler on Thursday for allegedly overstepping the agency’s authority in its enforcement ...