Robinhood, FINRA

Robinhood agrees to $30 million settlement in U.S. regulatory investigations
Robinhood is paying $29.75 million to settle FINRA’s investigations. The investigations were based on the company’s compliance with and supervision of the regulations. FINRA’s recent report says the settlement amount includes a $26 million civil fine and 3.
Robinhood to Pay $30 Million for Regulatory Violations, Finra Says
The regulator said Robinhood had violated “numerous” rules, including failing to respond to red flags for potential misconduct.
Robinhood Stock Slips on $29.75M in FINRA Fine, Restitution Payments
Robinhood shares slumped Monday morning as markets got their first chance to react to Friday's announcement that the online trading platform has been fined by the Financial Industry Regulatory Authority.
Robinhood Settles FINRA Probes for $29.75 Million Over Compliance Issues
Robinhood agrees to pay $29.75 million to settle FINRA probes over compliance failures while reporting record profits from crypto trading.
Robinhood pays $30M in fines, restitution for faulty AML program, customer disclosures
Robinhood will pay nearly $30 million in penalties for violating Financial Industry Regulatory Authority rules with shortcomings in its anti-money launderingprogram, as well as supervisory and disclosure violations.
Robinhood Shares Slide After $30 Million Finra Settlement
Shares of Robinhood Markets retreated after the two of its units agreed to pay almost $30 million to resolve claims from the Financial Industry Regulatory Authority. The stock was down 6.6% at $41.50 in premarket trading. Shares had gained 19% year-to-date when the market closed last week.
Robinhood Agrees to Pay $26M for FINRA Allegations Settlement
Robinhood Financial and Robinhood Securities — have to pay $26 million to settle Financial Industry Regulatory Authority (“FINRA”) allegations for failing to respond to red flags about potential misconduct and not verifying the identities of thousands of customers.
Robinhood fined $30M in Finra settlement over AML, trading violations; stock drops
Robinhood Markets (HOOD) stock dropped 13% in Monday morning trading as the retail trading app agreed to pay a $29.8M fine ordered by the Financial Industry Regulatory Authority to resolve several alleged violations.
Crowdfund Insider3d
Robinhood Penalized by FINRA. February Results Show More Accounts, Assets Under Administration at $43 Billion
Assets Under Custody (AUC) at the end of February were $187 billion a decrease of 8% from January 2025 but up 58% ...
InvestmentNews4d
Robinhood has racked up penalties of more than $1M a day so far in 2025
In March, however, Finra has announced that the firm has agreed to pay $30 million, including a $26 million fine and $3.75 ...
Robinhood's Beta: Why This Stock Falls Harder Than The Market
Robinhood's high beta and declining consumer confidence signal sharper declines. Click here to find out why HOOD stock is a ...
Levi & Korsinsky Reminds Robinhood Investors of the Ongoing Investigation into Potential Violations of Securities Laws - HOOD
NEW YORK, NY / ACCESS Newswire / March 14, 2025 / Levi & Korsinsky notifies investors that it has commenced an investigation of Robinhood ...
Robinhood Stock Falls 13% After Regulators Crack Down on Compliance Failures
Robinhood stock drops 13% after agreeing to a $29.8M Finra fine for trading and AML violations, with SEC closing crypto probe ...
The S&P 500 is whipsawing — and taking brokerage stocks along for the ride
Some of the hardest-hit stocks in the recent market downdraft have been those of brokerages like Robinhood (HOOD) and ...
The Daily Star3d
Robinhood broker review
Robinhood’s oversight includes the SEC, FINRA, FCA (UK), FinCEN, and NYSDFS. SIPC insures brokerage accounts up to $500,000 ...