Hester M. Peirce said in a statement Wednesday that digital versions of stocks are still subject to federal securities laws.

A top U.S. securities regulator known for her supportive stance on the cryptocurrency industry said on Wednesday that new ...

The United States SEC is in talks with exchange-traded fund (ETF) issuers to streamline the listing and approval process for ...

On October 10, 2024, the United States Securities and Exchange Commission (“SEC”) filed a complaint in Illinois federal district court, alleging that diversified trading firm (“Company ...

The US SEC and SolarWinds have reached a settlement in principle to resolve litigation over alleged security failings that ...

Putting digital versions of stocks on a blockchain doesn’t mean companies can skirt US securities laws, the Securities and ...

On June 4, 2025, the US Securities and Exchange Commission (SEC) issued a “Concept Release” that will be of significant interest to our “foreign private issuer” (“FPI”) clients, their ...

The Securities and Exchange Commission issued guidance on Thursday saying it does not view most meme coins, which are crypto tokens that originated from memes, as securities under United States ...

Securities and Exchange Commission Chairman Gary Gensler answers questions during a House Financial Services Committee oversight hearing of the SEC on Tuesday, April 18, 2023.

On Friday, December 27, 2024, the Company filed a new universal shelf registration statement on Form S-3 with the United States Securities and Exchange Commission, which will replace its existing ...

The Securities Act of 1933 is governed by the Securities and Exchange Commission, which was created a year later by the Securities Exchange Act of 1934. Several amendments to the act have been ...