The Australian Securities and Investment Commission (ASIC) says it has uncovered poorly maintained compliance plans across entities that collectively oversee nearly $1 trillion in managed investments.

The High Court in March 2024 dismissed ASIC's allegations that Block Earner had engaged in unlicensed financial services by ...

The prosecution of Macquarie Securities for hundreds of millions of breaches of short selling laws is yet another moment of ...

Australia’s markets regulator has filed civil proceedings against Liang “Allan” Guo, the former director of Blockchain Global ...

ASIC sues Blockchain Global’s ex-director over ACX Exchange failure. Over $58M owed to creditors raises questions about ...

ASIC has filed civil charges against former Blockchain Global director Liang Guo over alleged misuse of ACX customer funds ...

The Australian Securities and Investments Commission (ASIC) is bringing civil penalty proceedings in the Federal court ...

The Australian Securities and Investments Commission (ASIC) is increasing its oversight of the rapidly expanding private ...

Australia's corporate regulator said on Wednesday it had started legal action against Macquarie Securities (Australia) (MSAL), accusing the firm of misleadingly reporting millions of short sales for ...

Australia's corporate regulator sued top investment bank Macquarie Group alleging it misreported up to 1.5 billion short sales over a decade and a half, misleading the market and violating rules in ...

The industry regulator alleges that FIIG Securities failed to maintain adequate cybersecurity measures for over four years, leading to theft of 385GB of confidential client data. Australian ...

The Australian Securities and Investments Commission (ASIC) said it closed down 615 cryptocurrency investment scams in the first year of a program to tackle fake investment websites. The closures ...