Reuters24d
BMO Capital markets settles with SEC over bond desk supervision
Jan 13 (Reuters) - BMO Capital Markets (BMO.TO), opens new tab agreed to pay more than $40 million to settle U.S. Securities and Exchange Commission charges it failed to properly supervise ...
Reuters24d
BMO unit to pay $40.7 million in US SEC settlement over misleading bond sales
NEW YORK, Jan 13 (Reuters) - A unit of Bank of Montreal (BMO.TO), opens new tab agreed to pay $40.7 million to settle U.S. Securities and Exchange Commission charges that it failed to supervise ...