Crypto exchange Gemini has confidentially filed for an IPO with the US SEC amid increased investor confidence and appetite.

Several ETF issuers have signed a joint letter to the US Securities and Exchange Commission (SEC) demanding a return to ETF ...

Gemini, the crypto exchange and custodian founded by Cameron and Tyler Winklevoss, has confidentially filed for an initial ...

While organizational structures may evolve, preserving the integrity of Sarbanes-Oxley’s core principles isn’t just good for ...

A federal judge on Thursday dismissed a lawsuit challenging U.S. Securities and Exchange Commission rule changes that made it ...

The chairman of the U.S. Securities and Exchange Commission told staff Thursday they no longer need to send weekly emails ...

Leadership on the US House Financial Services Committee (HFSC) seemed like they were not going to reach common ground on how ...

The U.S. Securities and Exchange Commission on Wednesday is due to take the first steps toward producing new rules on which ...

The U.S. Securities and Exchange Commission voted unanimously to call for public comment on possible new regulations that ...

The Securities Act is enforced by the Securities and Exchange Commission, created by the Exchange Act of 1934. Some offerings may be exempt from the Securities Act if they are not sold to the ...

THE Supreme Court recently handed down a landmark ruling affirming the authority of the Securities and Exchange Commission (SEC) to regulate certified public accountants (CPAs). The decision marked a ...

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