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Robinhood Markets, SEC
Robinhood to pay $45 million to settle SEC charges over recordkeeping, other violations
Online trading firm Robinhood has agreed to pay $45 million to settle SEC charges over record keeping, trade reporting and other rule violations.
SEC charges Robinhood with securities violations, brokerage to pay $45 million penalty
The Securities and Exchange Commission on Monday said two related Robinhood broker-dealers agreed to pay $45 million in combined penalties to settle administrative charges that they violated more than 10 separate securities law provisions related to their brokerage operations.
Robinhood to Pay $45 Million SEC Settlement Over Data Breach, Other Violations
Two brokerage units of Robinhood Markets agreed to pay $45 million to settle an investigation by the Securities and Exchange Commission into a range of alleged violations, including one stemming from a 2021 data breach that exposed millions of customer names and emails.
1d
Robinhood to pay biggest fine among more than $100mn imposed by SEC
Broker agrees $45mn settlement as part of data breach while Blackstone and KKR among those penalised by US regulator ...
21h
Why Robinhood Stock Was Moving Higher Today
Shares of Robinhood Markets ( HOOD 5.48%) were gaining today after the company agreed to pay $45 million to settle claims ...
The Financial
1d
Two Robinhood Broker-Dealers to Pay $45 Million in Combined Penalties for Violating More Than 10 Separate Securities Law Provisions
The Securities and Exchange Commission today announced that broker-dealers Robinhood Securities LLC and Robinhood Financial ...
Financial Advisor IQ
1d
SEC Lobs Fines at Robinhood, Schwab, Others
In addition, the SEC alleges that Robinhood Securities also failed to provide accurate blue sheet data for more than five ...
1d
on MSN
Robinhood named best idea for 2025 in Bernstein's digital assets coverage
Robinhood (HOOD) named best idea for 2025 by analyst, poised to benefit from pro-crypto SEC under Trump administration.
2d
Robinhood price target raised to $60 from $53 at JMP Securities
JMP Securities raised the firm’s price target on Robinhood (HOOD) to $60 from $53 and keeps an Outperform rating on the shares amid a broader ...
6d
Why Robinhood Is Seeking Merry Traders Overseas
But if Britain isn’t a nation of active stock punters, nor is it a place that allows brokers like Robinhood to take payments ...
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