A Finra arbitration panel has ordered Stifel Financial Corp. to pay about $132 million in damages for allegedly misleading ...

A three-person arbitration panel overseen by Finra Dispute Resolution Services stunned the financial advice industry on ...

(Reuters) - Stifel Financial was ordered by a Financial Industry Regulatory Authority arbitration panel to pay a family ...

A financial industry arbitration panel has ordered Stifel, Nicolaus & Co. Inc. to pay $7 million in attorney’s fees to a ...

For the second time in about two weeks, a FINRA arbitration panel has cited state statutes to slap a wealth management firm ...

Stifel also was slapped with the costs of the hearing fees, which amounted to $45,675. Wayne Turner of Hoover Hull Turner LLP, the law firm that represented the brokers, in an email said, “The FINRA ...

March 13 (Reuters) - Stifel Financial (SF.N), opens new tab was ordered by a Financial Industry Regulatory Authority arbitration panel to pay a family $132.5 million for misrepresenting the risk ...

(Reuters) - Stifel Financial was ordered by a Financial Industry Regulatory Authority arbitration panel to pay a family $132.5 million for misrepresenting the risk of complex structured notes ...

The company had filed arbitration claims against a group of advisors who quit to help launch a registered investment advisory ...