NEW YORK, Jan 13 (Reuters) - A unit of Bank of Montreal (BMO.TO), opens new tab agreed to pay $40.7 million to settle U.S. Securities and Exchange Commission charges that it failed to supervise ...
Jan 13 (Reuters) - BMO Capital Markets (BMO.TO), opens new tab agreed to pay more than $40 million to settle U.S. Securities and Exchange Commission charges it failed to properly supervise ...
The settlement announced by the SEC on Monday includes a $19 million civil fine. It resolves charges that BMO Capital Markets employees used offering sheets and metrics that inaccurately described ...
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