NEW YORK, Jan 13 (Reuters) - A unit of Bank of Montreal (BMO.TO), opens new tab agreed to pay $40.7 million to settle U.S. Securities and Exchange Commission charges that it failed to supervise ...

The U.S. Securities and Exchange Commission says BMO has agreed to pay more than $40 million US to settle charges related to the bank's alleged supervision failure in bond selling. (Matt Howard ...

The settlement announced by the SEC on Monday includes a $19 million civil fine. It resolves charges that BMO Capital Markets employees used offering sheets and metrics that inaccurately described ...