Under the new regulations, all SEBI-registered intermediaries must register on social media platforms using their email IDs and mobile numbers listed on SEBI's SI Portal ...
SEBI had barred Karvy Stock Broking Ltd (KSBL) and its affiliate firm from the securities market for 7 years. Later in May, ...
SEBI said Basant Maheshwari Wealth Advisers charged fees from the same client using both the modes, which is a violation of the Regulation 15A of SEBI (Investment Advisers) Regulations.
SEBI has asked social media platforms to verify the registration of any SEBI registered intermediary before allowing them to post anything on their platform.
SEBI has allowed RIAs to collect advance fees of up to 1 year from individual and HUF clients. Currently, RIAs are allowed to collect advance fee of up to two quarters from such clients. However, SEBI ...
SEBI has barred former CNBC anchor Hemant Ghai and family from securities markets for 5 years, ordering them to return Rs ...
The market regulator, Securities and Exchange Board of India has imposed Rs 4 lakh fine on Basant Maheshwari Wealth Advisers.
Axis Mutual fund, along with five other entities, has settled a case of front running by its former head of dealing Viresh ...
SEBI's Industry Standards Recognition Manual (ISF) introduces forums for drafting regulatory standards, promoting inclusive ...
The Securities and Exchange Board of India has imposed a fine of Rs 4 lakh on Basant Maheshwari Wealth Advisers LLP for ...
The market regulator’s proposed risk gauge and rules are pragmatic, but there’s scope for improvement. The Securities and ...
Sebi board has decided to constitute a high-level panel, which will comprehensively review "the provisions relating to ...
Some results have been hidden because they may be inaccessible to you
Show inaccessible results