A financial industry arbitration panel has ordered Stifel, Nicolaus & Co. Inc. to pay $7 million in attorney’s fees to a ...
Stifel also was slapped with the costs of the hearing fees, which amounted to $45,675. Wayne Turner of Hoover Hull Turner LLP, the law firm that represented the brokers, in an email said, “The FINRA ...
Stifel Financial Corp.’s broker-dealer unit has seen yet another unfavorable outcome in an industry dispute, and on Friday a ...
The company had filed arbitration claims against a group of advisors who quit to help launch a registered investment advisory ...
Stifel pulls a $1.35 billion team from Raymond James, while LPL draws from Edward Jones and Wells Fargo, in advisor moves ...
Stifel Financial recruited a former Raymond James Financial financial advisor team that oversaw $1.35 billion in client ...
The largest arbitration award granted to retail clients is the third ruling against Stifel involving advisor Chuck Roberts.
A three-person arbitration panel overseen by Finra Dispute Resolution Services stunned the financial advice industry on ...
For the second time in about two weeks, a FINRA arbitration panel has cited state statutes to slap a wealth management firm ...
(Reuters) - Stifel Financial was ordered by a Financial Industry Regulatory Authority arbitration panel to pay a family ...
Italian luxury group Brunello Cucinelli on Thursday said its operating profit had risen 12.9% last year and confirmed ...
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