Two Robinhood Broker-Dealers to Pay $45 Million in Combined …
Jan 13, 2025 · The Securities and Exchange Commission today announced that broker-dealers Robinhood Securities LLC and Robinhood Financial LLC (collectively, Robinhood) have …
Robinhood to Pay $45 Million to Settle SEC Charges Over ... - U.S.
Jan 13, 2025 · NEW YORK (Reuters) - Online trading firm Robinhood Markets has agreed to pay $45 million to settle U.S. Securities and Exchange Commission charges over record keeping, …
SEC charges Robinhood with securities violations; brokerage to …
Jan 13, 2025 · The Securities and Exchange Commission on Monday said two related Robinhood broker-dealers agreed to pay $45 million in combined penalties to settle administrative …
Robinhood Markets receives SEC notice for alleged securities …
May 6, 2024 · Robinhood Markets Inc. has received a notice from the Securities and Exchange Commission about alleged securities violations at its crypto division. The company said in a …
SEC Charges Robinhood Financial With Misleading Customers …
Dec 17, 2020 · The Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from …
Robinhood Response to Receipt of Wells Notice from the U.S. Securities …
May 6, 2024 · Earlier today we announced Robinhood Crypto (RHC) has received a Wells Notice from the U.S. Securities and Exchange Commission staff indicating they will recommend that …
Robinhood to Pay $45 Million to Settle SEC Claims - Bloomberg
Jan 13, 2025 · Two units of Robinhood Markets Inc. agreed to pay $45 million in civil penalties to settle a range of US Securities and Exchange Commission allegations, the regulator said …
Robinhood May Face SEC Enforcement Over Its US Crypto Business
May 6, 2024 · Robinhood Markets (HOOD) said it may face enforcement action from Securities and Exchange Commission (SEC) related to its cryptocurrency business. The online trading …
Robinhood agrees to pay $45M in SEC settlement | TechCrunch
Jan 13, 2025 · Robinhood has agreed to fork out $45 million to settle an investigation by the Securities and Exchange Commission over several alleged violations, reported the Wall Street …
SEC charges investment app Robinhood with misleading …
Dec 17, 2020 · Robinhood agreed to pay a $65 million civil penalty, without admitting or denying SEC’s findings. The Securities and Exchange Commission on Thursday charged Robinhood …
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